Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fran Elizabeth Byerly | 3229460 | 1 | 10/20/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Felts Connelly | 2049291 | 2 | 09/09/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Mark Miller | 4140177 | 2 | 06/18/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Darcy Gail Glenn | 1420846 | 1 | 01/01/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Porter Bynum | 2321352 | 3 | 10/19/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Porter Bynum | 2321352 | 3 | 10/18/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David James Goldstein | 1312311 | 1 | 05/26/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Harry Daniel Foster | 726088 | 3 | 06/20/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Ray Dillon | 813995 | 1 | 10/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc Fredrick Grosso | 1030294 | 2 | 08/03/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |