Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harry Daniel Foster | 726088 | 3 | 06/20/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc Fredrick Grosso | 1030294 | 2 | 08/03/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith Allen Bjerk | 1562316 | 5 | 04/08/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith Allen Bjerk | 1562316 | 5 | 01/24/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Eldredge Swanson | 870561 | 4 | 10/09/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith Allen Bjerk | 1562316 | 5 | 09/26/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Alan Palena | 355423 | 1 | 12/08/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth James Wilkinson | 817773 | 5 | 12/19/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith Allen Bjerk | 1562316 | 5 | 12/12/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |