Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Cline Collier | 1408843 | 3 | 08/02/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Mark McLaughlin | 1968976 | 3 | 09/25/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Allen Cox | 1999375 | 3 | 07/16/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dawn Earl Thompson-Mayfield | 2372108 | 1 | 07/11/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael John Lahoda | 1809556 | 1 | 05/19/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Randy Allen Baste | 1647343 | 1 | 10/21/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph John MacDougall | 2631807 | 1 | 11/09/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Soshnik | 1226726 | 2 | 04/18/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Loretta Sue Hernandez | 724472 | 1 | 03/25/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Hal Carey Sussman | 1394280 | 13 | 12/20/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |