Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Anthony Amalfitano | 2103107 | 3 | 01/09/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cheryl Chaniel Murray | 2681109 | 1 | 12/23/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Michael Deweese | 1639246 | 4 | 12/04/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Disilvio | 840674 | 3 | 08/26/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Wargo | 7290209 | 1 | 07/16/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Logan Wood | 2049617 | 1 | 06/16/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jake Martin Sutherlin | 4633073 | 1 | 02/03/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Marcellus Goodrich | 3115374 | 1 | 01/23/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Allen Queen | 2019529 | 1 | 12/06/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffery Dean Haller | 2458776 | 1 | 09/14/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |