Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Mark McLaughlin | 1968976 | 3 | 06/29/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Douglas Miles Ramsey | 3046872 | 1 | 06/01/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Scott Bedford | 1255914 | 1 | 03/20/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Steven Martin | 3124679 | 2 | 01/07/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Michael Hosmer | 6293243 | 1 | 11/18/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas James Panos | 2660896 | 2 | 08/08/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean Lawrence Goodrich | 3129339 | 1 | 04/11/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Barbara Esther Perrault | 4886385 | 2 | 03/29/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Paul Guidroz | 2283005 | 2 | 03/10/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick George Inglesby | 2643426 | 1 | 02/04/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |