Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Albert Hall | 2565364 | 3 | 01/05/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jamison Dean Edlund | 4508195 | 3 | 08/04/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Douglas Bray | 4497654 | 4 | 06/29/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cory Dewayne Talbert | 5700853 | 1 | 04/18/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Thomas Gibson | 2569492 | 1 | 03/22/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Heyman | 3176177 | 2 | 03/13/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Tyler | 2664573 | 1 | 09/20/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Heyman | 3176177 | 2 | 08/19/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Phillip Kurt Sutton | 4199012 | 1 | 04/13/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Raymond Darby | 2439202 | 2 | 08/28/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |