Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Holly Ann Weatherston | 6301968 | 1 | 04/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erin Ann Greve | 7093724 | 4 | 04/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daryl Jay Braley | 2256935 | 1 | 03/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wendy Carol Martin | 6370092 | 1 | 03/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Gary Bloom | 4540022 | 7 | 03/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Gary Bloom | 4540022 | 7 | 03/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy David Brenner | 2505662 | 1 | 03/13/2019 | Customer Dispute | Final | $31,331.40 | $0.00 | See FINRA Report |
| Grant Albert Lowery | 5470890 | 2 | 02/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erin Ann Greve | 7093724 | 4 | 01/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erin Ann Greve | 7093724 | 4 | 01/02/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |