Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Donald Mitchell II | 7551083 | 1 | 08/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elise B Feldman | 3087315 | 1 | 08/09/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| April Cherie Chapman | 2901849 | 8 | 07/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Susanna Elisabeth Wohlford | 7196265 | 2 | 07/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| April Cherie Chapman | 2901849 | 8 | 07/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa L Ostigin | 2645405 | 3 | 07/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Albert Mahdak | 1951655 | 2 | 07/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| April Cherie Chapman | 2901849 | 8 | 07/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| April Cherie Chapman | 2901849 | 8 | 05/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Margaret Robina Selby | 5390698 | 1 | 04/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |