Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| April Cherie Chapman | 2901849 | 8 | 10/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ronna de La Cruz Lao | 4221940 | 7 | 10/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ronna de La Cruz Lao | 4221940 | 7 | 10/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ronna de La Cruz Lao | 4221940 | 7 | 10/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ronna de La Cruz Lao | 4221940 | 7 | 10/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ronna de La Cruz Lao | 4221940 | 7 | 10/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael George Graham | 6534485 | 6 | 09/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Taylor Bowlby | 2880028 | 1 | 09/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frankie Gonzalez | 4283590 | 4 | 09/09/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa L Ostigin | 2645405 | 3 | 08/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |