Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Janell Marie Lewis | 4964909 | 1 | 02/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristen Janae Watson | 7152834 | 1 | 02/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Anthony Giambri | 4096024 | 2 | 01/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| April Cherie Chapman | 2901849 | 8 | 12/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| April Cherie Chapman | 2901849 | 8 | 12/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael George Graham | 6534485 | 6 | 12/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Lynn Capsey | 3205871 | 1 | 12/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Elisabeth Gajda | 7480186 | 2 | 12/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ronna de La Cruz Lao | 4221940 | 7 | 12/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Elisabeth Gajda | 7480186 | 2 | 11/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |