Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erick Manuel Miron | 2938591 | 10 | 12/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| April Cherie Chapman | 2901849 | 8 | 12/11/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marie Louise Komar | 2944844 | 4 | 12/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marie Louise Komar | 2944844 | 4 | 12/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sallie Jo Bower | 2453628 | 1 | 11/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Jerome Manzi | 5059841 | 11 | 11/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erick Manuel Miron | 2938591 | 10 | 09/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erick Manuel Miron | 2938591 | 10 | 08/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stacey Dee Kirkpatrick | 7414076 | 1 | 07/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael George Graham | 6534485 | 6 | 06/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |