Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rebecca May Monty | 5201792 | 1 | 10/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marie Louise Komar | 2944844 | 4 | 09/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jerry Lance Ingram | 3149279 | 2 | 05/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ronna de La Cruz Lao | 4221940 | 7 | 04/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Harriet Madoff Parker | 1713912 | 1 | 04/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erick Manuel Miron | 2938591 | 10 | 03/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Jerome Manzi | 5059841 | 11 | 01/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristi Lynn McAndrew | 6494447 | 2 | 01/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erick Manuel Miron | 2938591 | 10 | 01/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frankie Gonzalez | 4283590 | 4 | 01/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |