Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mohammed Ali Ansari | 1000440 | 5 | 12/23/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mabry Stone Phillips | 1968939 | 2 | 09/21/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Isaac Franklin Stevens | 827523 | 4 | 04/30/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary James Merge | 1258772 | 1 | 08/12/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Louis Schiebelhuth | 413245 | 3 | 11/21/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth James Wilkinson | 817773 | 5 | 06/11/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Thomas Uhler | 501276 | 1 | 07/02/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Michael Damiani | 1803117 | 1 | 06/15/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Michael Deweese | 1639246 | 4 | 03/26/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cary Robert Kleinfield | 1040176 | 1 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |