Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Guy Gaines Quinn | 2212903 | 2 | 02/01/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dwight Oconnor Campbell | 1867443 | 8 | 03/17/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond Richard Forster | 1361213 | 1 | 08/11/1999 | Customer Dispute | Final | $100,000.00 | $0.00 | See FINRA Report |
| Charles Barry Boyce | 1892431 | 3 | 04/07/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Edgar Lynch | 1056728 | 4 | 01/16/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lynn Wilson McAmis | 843568 | 3 | 06/09/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alfred Francis Marsicano | 715589 | 1 | 09/24/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Charles Bartelt | 2501532 | 2 | 01/31/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Allen Reed | 857061 | 1 | 10/06/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Earl MacRae | 1034454 | 2 | 02/22/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |