Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alyssa Fortner | 7722657 | 1 | 02/23/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew T Nothnagel | 2428275 | 1 | 02/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory C Teschke | 5037784 | 1 | 01/12/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Disilvio | 840674 | 3 | 06/06/2022 | Customer Dispute | Final | $0.00 | $0.00 | See FINRA Report |
| Kristi Lynn McAndrew | 6494447 | 2 | 03/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Johanny Dolores Pressley | 6488706 | 1 | 01/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Mark Lang | 7724243 | 1 | 12/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marie Louise Komar | 2944844 | 4 | 12/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Brennen Niklaus | 6337599 | 1 | 10/07/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Angelica Maria Lopez | 4932635 | 1 | 10/05/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |