Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Ernest Rambow | 6050976 | 1 | 07/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Scott Bush | 2830143 | 2 | 07/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Joanne Metro | 3269193 | 1 | 06/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ralph Joseph Martinez | 5282029 | 2 | 05/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Brett Sapp | 5611201 | 1 | 04/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Marie Madden | 6380913 | 1 | 04/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexa Pelletier | 6859691 | 1 | 04/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keira Dawn Espada | 6420963 | 1 | 03/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janet Caldwell Brown | 6296687 | 4 | 03/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Meade Capellen | 1807218 | 3 | 03/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |