Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Gary Bloom | 4540022 | 7 | 12/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Craig Kucharski | 2180306 | 1 | 11/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jamiee Nicole Hough | 6353260 | 2 | 10/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erin Stanley Reeve | 6064978 | 9 | 09/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erin Stanley Reeve | 6064978 | 9 | 09/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erin Stanley Reeve | 6064978 | 9 | 09/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Gary Bloom | 4540022 | 7 | 09/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Gary Bloom | 4540022 | 7 | 09/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jamiee Nicole Hough | 6353260 | 2 | 09/14/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Jay Greene | 5954828 | 1 | 08/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |