Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Braxton Oliver | 7495654 | 3 | 05/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Stuart Terry | 6351741 | 2 | 05/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Isaac Gonzalez Jr | 5823138 | 1 | 03/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jaime Settles | 2669838 | 1 | 03/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher M Kwilinski | 2394030 | 1 | 03/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Louis Burg | 2314120 | 3 | 01/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicole Frances Hammick | 7422224 | 1 | 12/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janet Caldwell Brown | 6296687 | 4 | 12/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ralph Joseph Martinez | 5282029 | 2 | 12/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicolette Marie Walpole | 2858511 | 1 | 12/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |