Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Megan Elizabeth Shifflett | 5226852 | 3 | 08/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kari Beth Qureshi | 7422995 | 1 | 06/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Megan Elizabeth Shifflett | 5226852 | 3 | 06/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Stuart Terry | 6351741 | 2 | 06/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Ann Banks | 2250124 | 2 | 06/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Andrew Morey | 4993325 | 2 | 05/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Andrew Morey | 4993325 | 2 | 05/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jon Raymond Dahlstrum | 1711988 | 1 | 05/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Braxton Oliver | 7495654 | 3 | 05/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Braxton Oliver | 7495654 | 3 | 05/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |