Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ramzi Benmokhtar Baklouti | 5942494 | 2 | 01/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Michael Ashworth | 5693813 | 1 | 01/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brett Thomas Biddinger | 6874809 | 1 | 12/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Robert Grabbe | 5294056 | 1 | 11/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Isaac Franklin Stevens | 827523 | 4 | 11/27/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Gary Bloom | 4540022 | 7 | 11/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Austin Sullivan | 7495793 | 1 | 10/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Ryan Buechting | 3235635 | 1 | 10/03/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Bassett | 6721155 | 3 | 09/06/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ramzi Benmokhtar Baklouti | 5942494 | 2 | 08/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |