Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Megan Elizabeth Shifflett | 5226852 | 3 | 01/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samantha Nicole Butler | 7045908 | 3 | 12/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erin Ann Greve | 7093724 | 4 | 12/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael George Graham | 6534485 | 6 | 10/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samantha Nicole Butler | 7045908 | 3 | 10/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Andre Peloquin | 2026151 | 3 | 08/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael George Graham | 6534485 | 6 | 07/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Louis Burg | 2314120 | 3 | 07/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Louis Burg | 2314120 | 3 | 07/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Joseph Steiman | 2447132 | 1 | 07/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |