Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Alan Moulton | 1769171 | 2 | 12/13/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bobby Mitchell Neeley | 1593550 | 2 | 02/20/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Kenneth Zink | 1974401 | 2 | 02/09/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Julie Marie Stiers | 1077056 | 1 | 02/08/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Alan Chappell | 2130025 | 1 | 10/11/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Randolph Davis | 1442736 | 4 | 08/17/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Randy Scott Koontz | 1884085 | 2 | 05/24/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew John Burger | 1086382 | 3 | 10/27/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Glen Smith | 1093145 | 3 | 07/20/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Mascherin | 858194 | 1 | 03/18/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |