Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Mac Mitchell | 2496750 | 1 | 04/20/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Charles Burks | 2884195 | 2 | 11/17/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Margaret Ann Vrane | 1969069 | 4 | 11/10/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Walter Collins | 1666311 | 2 | 10/21/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael William Blake | 2658663 | 1 | 10/04/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Michael Shell | 3248179 | 1 | 02/14/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Gordon Hyre | 2429707 | 2 | 01/25/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gerald Garth Holman | 1040165 | 1 | 11/01/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Charles Ketchum | 1855201 | 2 | 07/30/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stuart Kalani Pinho | 3195915 | 1 | 10/16/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |