Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christian Thomas Maeder | 4255080 | 1 | 09/03/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brent Larkin Shakespeare | 4568760 | 1 | 08/26/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey August Hausinger | 3198766 | 2 | 03/26/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul K Kapur | 4285978 | 6 | 03/24/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Amanda Leigh Michalec | 4292434 | 1 | 05/04/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Raymond Schoenleber | 2677409 | 1 | 01/30/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rasik K Shah | 1404927 | 2 | 12/12/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Jude Daeger | 4999504 | 3 | 07/02/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Douglas Waller Harman | 4481481 | 3 | 08/06/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Donald Davis | 1999363 | 5 | 10/26/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |