Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Craig Muller | 3146397 | 1 | 07/03/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| A Janssen Longenecker | 2612186 | 1 | 06/11/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Michael Kenny | 1437477 | 1 | 06/08/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony Joseph Nigh | 4091448 | 1 | 04/09/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Fredrick Eugene Donovan | 2421180 | 2 | 03/31/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan Dean Jones | 4480738 | 1 | 03/26/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher William Doll | 6127874 | 1 | 11/04/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Duncan Pope | 2507508 | 1 | 10/30/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven L Savage | 2665578 | 2 | 10/24/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephanie Renae Cano | 5712741 | 1 | 09/04/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |