Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sibonee Gabrielle Pease | 6381875 | 1 | 04/27/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Gregory Delong | 6169133 | 1 | 11/17/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Charles Burns | 5926997 | 1 | 09/12/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Daniel Lee | 6240579 | 1 | 01/13/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Vickie Lee Little | 2287066 | 1 | 01/05/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael John Graham | 5126176 | 1 | 11/20/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Susan Janice Santamaria | 1296614 | 1 | 10/20/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Foley Santamaria | 2320345 | 1 | 10/20/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Vance Rockne Boyes | 2491050 | 1 | 08/18/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Benita Hayden Alstatt | 3115572 | 1 | 07/10/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |