Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott David Hocker | 5187368 | 1 | 12/25/2022 | Customer Dispute | Denied | $25,026.20 | $0.00 | See FINRA Report |
| Frederick Hargnett Thomas | 715862 | 2 | 12/19/2022 | Customer Dispute | Denied | $9,282.13 | $0.00 | See FINRA Report |
| David Edward Ayala | 5575451 | 1 | 12/05/2022 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Robert John Cutrupi | 729537 | 1 | 11/28/2022 | Customer Dispute | Denied | $6,417.09 | $0.00 | See FINRA Report |
| Jon Travis Rice | 4961184 | 1 | 11/13/2022 | Customer Dispute | Denied | $139,000.00 | $0.00 | See FINRA Report |
| Marie Enett Baker | 6218379 | 1 | 11/01/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Eiser Dubel | 4138217 | 1 | 10/27/2022 | Customer Dispute | Denied | $15,579.00 | $0.00 | See FINRA Report |
| Todd Matthew Luce Montgomery | 5854465 | 1 | 09/28/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Howard Carson | 1013355 | 2 | 09/23/2022 | Customer Dispute | Denied | $8,427.17 | $0.00 | See FINRA Report |
| Casey Thomas Patrick | 3252610 | 1 | 08/29/2022 | Customer Dispute | Denied | $110,000.00 | $0.00 | See FINRA Report |