Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Earl Haden Hamilton | 2550236 | 2 | 09/19/2023 | Customer Dispute | Denied | $16,493.70 | $0.00 | See FINRA Report |
| Eric Matthew Tillotson | 4445703 | 2 | 08/25/2023 | Customer Dispute | Denied | $13,135.00 | $0.00 | See FINRA Report |
| Michael Douglass Henson | 5956882 | 1 | 08/21/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Henry Paul Bouman | 1231317 | 1 | 07/27/2023 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Thomas Paul Lee | 2807587 | 2 | 03/27/2023 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Tyler James Sherwood | 6532334 | 1 | 02/08/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Lenin Llanas | 5467096 | 1 | 01/22/2023 | Customer Dispute | Denied | $6,916.73 | $0.00 | See FINRA Report |
| Brenda Kay Davis | 5586460 | 1 | 01/18/2023 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Mary Lauren Williams | 6478226 | 1 | 01/10/2023 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Peter Chi-Tseng Chen | 2569849 | 4 | 01/03/2023 | Customer Dispute | Denied | $50,130.00 | $0.00 | See FINRA Report |