Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Eldredge Swanson | 870561 | 4 | 09/19/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Paul Holsan | 1148750 | 3 | 09/12/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Allan Bosworth | 2635564 | 2 | 09/04/2002 | Customer Dispute | Denied | $63,398.00 | $0.00 | See FINRA Report |
| John Edgar Lynch | 1056728 | 4 | 08/30/2002 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Matthew Michael Deweese | 1639246 | 4 | 08/28/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher David Meyer | 3007523 | 1 | 08/28/2002 | Customer Dispute | Denied | $13,699.30 | $0.00 | See FINRA Report |
| Nathan Lee Crotser | 4220803 | 1 | 08/22/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Vincent Torris | 2821448 | 1 | 08/16/2002 | Customer Dispute | Settled | $83,000.00 | $0.00 | See FINRA Report |
| Donald Verl Hershberger | 1089837 | 2 | 08/15/2002 | Customer Dispute | Denied | $38,000.00 | $0.00 | See FINRA Report |
| David Scott Nicholson | 2445754 | 1 | 08/08/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |