Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandon Everett Harrison | 2455158 | 1 | 11/13/2002 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |
| Jamie Douglas Gibson | 2767660 | 1 | 11/13/2002 | Customer Dispute | Settled | $11,700.00 | $0.00 | See FINRA Report |
| Gregory Donald Lowder | 2325018 | 3 | 11/12/2002 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Geddings Hardy Crawford | 1865935 | 1 | 11/01/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jack William Hill | 2579995 | 1 | 10/21/2002 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| Brian Timothy Duffy | 1743011 | 3 | 10/10/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Barry Michael Gross | 1000169 | 2 | 10/10/2002 | Customer Dispute | Settled | $24,000,000.00 | $0.00 | See FINRA Report |
| Jay Robert Massow | 2216192 | 2 | 09/26/2002 | Customer Dispute | Closed-No Action | $42,000.00 | $0.00 | See FINRA Report |
| Joseph John Cataldo | 2040657 | 1 | 09/23/2002 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| John Francis Brosnan | 2341934 | 3 | 09/22/2002 | Customer Dispute | Settled | $239,328.00 | $0.00 | See FINRA Report |