Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James David Frank | 2993666 | 1 | 02/07/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Raymond Darby | 2439202 | 2 | 02/06/2003 | Customer Dispute | Award / Judgment | $425,000.00 | $33,661.00 | See FINRA Report |
| Marc Andrew Presley | 2925516 | 1 | 02/06/2003 | Customer Dispute | Closed-No Action | $150,986.00 | $0.00 | See FINRA Report |
| Todd Christopher Dudley | 2269795 | 3 | 02/05/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick James Higgins | 2732830 | 1 | 01/31/2003 | Customer Dispute | Denied | $74,000.00 | $0.00 | See FINRA Report |
| David Michael Stewart | 2866706 | 1 | 01/29/2003 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Isaac Franklin Stevens | 827523 | 4 | 01/23/2003 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Ronald Lawrence Baker | 2265309 | 2 | 01/21/2003 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Matthew Robert Cardella | 3181023 | 2 | 01/13/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald Edward Morris | 1248259 | 2 | 01/07/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |