Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frederick Thomas Greene | 1132141 | 2 | 07/02/2003 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| David Anthony Bizjak | 2500308 | 1 | 06/30/2003 | Customer Dispute | Closed-No Action | $98,000.00 | $0.00 | See FINRA Report |
| Michael Akeo Tottori | 3255621 | 1 | 06/27/2003 | Customer Dispute | Denied | $32,038.00 | $0.00 | See FINRA Report |
| Elizabeth Jordan Staley | 1768965 | 2 | 06/27/2003 | Customer Dispute | Award / Judgment | $250,000.00 | $0.00 | See FINRA Report |
| Frank McLeod Munn | 3108221 | 2 | 06/11/2003 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Kathleen Ann Witt | 1617227 | 1 | 06/05/2003 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Wayne Scott Dictor | 1068558 | 6 | 06/02/2003 | Customer Dispute | Denied | $145,000.00 | $0.00 | See FINRA Report |
| Anthony George Brown | 2953102 | 3 | 05/29/2003 | Customer Dispute | Denied | $7,621.00 | $0.00 | See FINRA Report |
| Lance Avery Dunn | 2798172 | 2 | 05/19/2003 | Customer Dispute | Denied | $63,450.20 | $0.00 | See FINRA Report |
| Troy Wood Beckett | 1960640 | 1 | 05/14/2003 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |