Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Meade Capellen | 1807218 | 3 | 09/23/2003 | Customer Dispute | Denied | $54,000.00 | $0.00 | See FINRA Report |
| Harry Daniel Foster | 726088 | 3 | 09/23/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kris Jonathan Brenneman | 1643541 | 2 | 09/22/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Peter Massimi | 1219041 | 2 | 09/22/2003 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Joshua Wright Lowe | 3073223 | 2 | 09/18/2003 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Timothy Joel Hynes | 1646841 | 2 | 09/03/2003 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| John Joseph Watson | 1769147 | 2 | 09/02/2003 | Customer Dispute | Award / Judgment | $150,000.00 | $25,000.00 | See FINRA Report |
| Frederick Hargnett Thomas | 715862 | 2 | 08/25/2003 | Customer Dispute | Settled | $5,916.46 | $0.00 | See FINRA Report |
| Gabriel Ryan Hicks | 4206923 | 1 | 08/11/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Michael Reed | 2854671 | 1 | 08/08/2003 | Customer Dispute | Settled | $7,123.43 | $0.00 | See FINRA Report |