Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brad Jason Feldman | 2858061 | 5 | 08/13/2021 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
| Brad Jason Feldman | 2858061 | 5 | 07/12/2021 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Stuart Scibetta | 1934231 | 1 | 07/07/2021 | Customer Dispute | Denied | $25,739.70 | $0.00 | See FINRA Report |
| Jeffrey Ward Marzolf | 1946939 | 2 | 06/23/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ben Wilson Bruce | 2591878 | 1 | 06/02/2021 | Customer Dispute | Denied | $15,397.00 | $0.00 | See FINRA Report |
| Timothy Charles Bartelt | 2501532 | 2 | 05/19/2021 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Lynn Ann Boland | 3207692 | 1 | 04/27/2021 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Russell Ryon Riggan | 4994036 | 1 | 04/07/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Lee Bartosz | 4475499 | 1 | 04/02/2021 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| David Eugene Agee | 1038756 | 1 | 03/30/2021 | Customer Dispute | Denied | $14,400.00 | $0.00 | See FINRA Report |