Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffery Mance Keasler | 2018721 | 1 | 01/14/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Arthur Maguire | 873253 | 2 | 12/22/2003 | Customer Dispute | Denied | $83,000.00 | $0.00 | See FINRA Report |
| David Anthony Scigliuto | 1592365 | 1 | 12/19/2003 | Customer Dispute | Closed-No Action | $62,308.50 | $0.00 | See FINRA Report |
| Kelly Ray Hosek | 3268033 | 8 | 12/16/2003 | Customer Dispute | Denied | $6,909.34 | $0.00 | See FINRA Report |
| Doreen Anne Gest | 1182429 | 1 | 11/25/2003 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| James Richard Chaffee | 706970 | 2 | 11/10/2003 | Customer Dispute | Award / Judgment | $308,000.00 | $147,886.00 | See FINRA Report |
| Jeffrey Paul Holloway | 2855761 | 3 | 11/05/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jay Robert Massow | 2216192 | 2 | 11/04/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason Christopher Dilauro | 2564787 | 2 | 11/04/2003 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Richard Todd Bohn | 2494332 | 1 | 11/03/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |