Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Lynn Grant | 2433203 | 2 | 03/15/2004 | Customer Dispute | Award / Judgment | $400,000.00 | $154,699.00 | See FINRA Report |
| Carol Lynn Oberle | 2478933 | 2 | 03/08/2004 | Customer Dispute | Denied | $13,753.90 | $0.00 | See FINRA Report |
| Richard John Rosnack | 1317608 | 3 | 03/01/2004 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Bobby Mitchell Neeley | 1593550 | 2 | 02/17/2004 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Wade Clark Colwell | 1571838 | 1 | 02/17/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Bruce Coffman | 2639316 | 2 | 02/05/2004 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Laurie Louise Lake | 2554081 | 2 | 01/30/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Camillo Cicchini | 2149788 | 2 | 01/22/2004 | Customer Dispute | Settled | $415,321.00 | $0.00 | See FINRA Report |
| Mark Willliam Bublitz | 2630671 | 1 | 01/16/2004 | Customer Dispute | Award / Judgment | $250,000.00 | $287,612.00 | See FINRA Report |
| Zachary Carl Scott | 1914918 | 4 | 01/15/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |