Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Renee Denise Sopko | 2804431 | 3 | 09/24/2004 | Customer Dispute | Settled | $137,579.00 | $0.00 | See FINRA Report |
| Renee Denise Sopko | 2804431 | 3 | 09/24/2004 | Customer Dispute | Settled | $148,301.00 | $0.00 | See FINRA Report |
| Michael Lynn Grant | 2433203 | 2 | 09/14/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Joshua Wright Lowe | 3073223 | 2 | 09/14/2004 | Customer Dispute | Denied | $7,210.00 | $0.00 | See FINRA Report |
| James Edward Zientara | 600802 | 2 | 08/25/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Jordan Cunneff | 1101132 | 5 | 08/20/2004 | Customer Dispute | Award / Judgment | $693,057.00 | $135,000.00 | See FINRA Report |
| Vanessa Carla Salazar de Ingardia | 3026063 | 1 | 08/13/2004 | Customer Dispute | Closed-No Action | $10,630.40 | $0.00 | See FINRA Report |
| Stephen Mehdi Hakim | 1418774 | 2 | 07/20/2004 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Rosemary Knight Caffrey | 714220 | 1 | 07/19/2004 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Zachary Carl Scott | 1914918 | 4 | 06/30/2004 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |