Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nathan Michael Pendill | 4377485 | 1 | 04/25/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jayme Frances Lemaire | 4336052 | 5 | 04/21/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| H Todd Roggen | 721463 | 7 | 04/17/2005 | Customer Dispute | Settled | $52,000.00 | $0.00 | See FINRA Report |
| James Andrew Isola | 2914754 | 1 | 04/07/2005 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| James Darryl Presley | 2339657 | 2 | 04/05/2005 | Customer Dispute | Denied | $33,776.30 | $0.00 | See FINRA Report |
| William Thomas Gorman | 1678562 | 1 | 04/04/2005 | Customer Dispute | Denied | $212,056.00 | $0.00 | See FINRA Report |
| Joseph Didario | 2743820 | 1 | 03/03/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Samir Alem | 2480026 | 1 | 03/02/2005 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Stephen Edward Kruchten | 1645287 | 2 | 03/02/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Edward Kosisky | 1351721 | 2 | 02/25/2005 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |