Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Adam Savage | 2003852 | 1 | 06/14/2005 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Sean Joseph Cavanaugh | 2293517 | 4 | 06/14/2005 | Customer Dispute | Denied | $8,203.93 | $0.00 | See FINRA Report |
| Andrew Raymond Tistle | 2132841 | 1 | 06/07/2005 | Customer Dispute | Settled | $87,000.00 | $0.00 | See FINRA Report |
| Timothy Lynn Askew | 2841715 | 1 | 06/06/2005 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Jayme Frances Lemaire | 4336052 | 5 | 05/31/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Terry Charles Prince | 1743520 | 1 | 05/18/2005 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Arnold Richard Riley | 849550 | 10 | 05/05/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Andrew David Koenig | 2108160 | 1 | 05/03/2005 | Customer Dispute | Denied | $6,956.79 | $0.00 | See FINRA Report |
| Ronald Edward Furnish | 2520495 | 1 | 05/02/2005 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Richard Alan Pascoe | 1535528 | 4 | 04/29/2005 | Customer Dispute | Settled | $728,974.00 | $0.00 | See FINRA Report |