Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Venute Christopher | 3032812 | 5 | 08/17/2005 | Customer Dispute | Withdrawn | $1,000,000.00 | $0.00 | See FINRA Report |
| Charles Benjamin Brewer | 3167603 | 1 | 08/17/2005 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Dominic Edward Liuzzi | 1665227 | 2 | 08/09/2005 | Customer Dispute | Settled | $13,685,000.00 | $0.00 | See FINRA Report |
| Michelle Lee Hylton | 2193573 | 2 | 08/03/2005 | Customer Dispute | Denied | $12,800.00 | $0.00 | See FINRA Report |
| Arnold Richard Riley | 849550 | 10 | 07/28/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Derek Robert Marquis | 2072648 | 3 | 07/25/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ronald James May | 846222 | 2 | 07/05/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jed Seth Schlanger | 1081612 | 1 | 07/05/2005 | Customer Dispute | Denied | $200,290.00 | $0.00 | See FINRA Report |
| Tucker Paul Cory | 2224317 | 1 | 06/27/2005 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Scott Henry Shepherd | 2099250 | 3 | 06/17/2005 | Customer Dispute | Denied | $57,060.00 | $0.00 | See FINRA Report |