Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith C Haller | 2936504 | 1 | 02/06/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Melanie Jo Housden | 4271160 | 1 | 02/03/2022 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Kathleen Anne Muldoon | 867826 | 1 | 01/24/2022 | Customer Dispute | Pending | $1,200,000.00 | $0.00 | See FINRA Report |
| Dean Steven Jaeger | 2340121 | 2 | 12/22/2021 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Charles Arthur Cox | 2283909 | 2 | 12/11/2021 | Customer Dispute | Denied | $800,000.00 | $0.00 | See FINRA Report |
| Thomas Wayne Cook | 4618531 | 2 | 12/02/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Judith Child Singleton | 2534823 | 5 | 11/29/2021 | Customer Dispute | Denied | $177,614.00 | $0.00 | See FINRA Report |
| Gregory Dee Cunningham | 2477804 | 2 | 10/06/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Eugene Fenn | 4286294 | 1 | 09/20/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Roy Duff | 1601771 | 1 | 08/16/2021 | Customer Dispute | Denied | $10,401.00 | $0.00 | See FINRA Report |