Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Walter Collins | 1666311 | 2 | 10/17/2005 | Customer Dispute | Withdrawn | $101,000.00 | $0.00 | See FINRA Report |
| Thomas Venute Christopher | 3032812 | 5 | 10/12/2005 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Monica Agnes Williams | 1641212 | 2 | 09/27/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald Leonard Richard | 2380348 | 1 | 09/20/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick Kane Elmore | 2543430 | 3 | 09/19/2005 | Customer Dispute | Settled | $240,000.00 | $0.00 | See FINRA Report |
| Dennis Dean Rockhold | 2850012 | 2 | 08/31/2005 | Customer Dispute | Settled | $135,000.00 | $0.00 | See FINRA Report |
| Patrick Kane Elmore | 2543430 | 3 | 08/22/2005 | Customer Dispute | Settled | $485,600.00 | $0.00 | See FINRA Report |
| Lisa Lynn Reitmeyer | 2504878 | 2 | 08/22/2005 | Customer Dispute | Closed-No Action | $29,120.60 | $0.00 | See FINRA Report |
| Gregory Donald Lowder | 2325018 | 3 | 08/22/2005 | Customer Dispute | Denied | $25,192.00 | $0.00 | See FINRA Report |
| Terry A McCormick | 1110706 | 2 | 08/22/2005 | Customer Dispute | Settled | $5,556,770.00 | $0.00 | See FINRA Report |