Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Venute Christopher | 3032812 | 5 | 07/06/2006 | Customer Dispute | Denied | $23,283.00 | $0.00 | See FINRA Report |
| Charles Marchal Rebhan | 3195395 | 1 | 06/23/2006 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Christopher Joseph Fluehr | 728839 | 1 | 06/20/2006 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Nicole Leigh May | 2967990 | 1 | 06/20/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Andrew Tutcher | 2306833 | 6 | 06/12/2006 | Customer Dispute | Denied | $13,257.20 | $0.00 | See FINRA Report |
| Theresa Camille Waddell | 4258940 | 1 | 05/30/2006 | Customer Dispute | Denied | $71,490.30 | $0.00 | See FINRA Report |
| Marcus Vince Little | 2928866 | 1 | 05/23/2006 | Customer Dispute | Settled | $12,797.50 | $0.00 | See FINRA Report |
| Sean Joseph Cavanaugh | 2293517 | 4 | 05/04/2006 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Susan Marie Hill | 2414299 | 1 | 05/01/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Thomas Kraft | 2724375 | 1 | 04/24/2006 | Customer Dispute | Denied | $6,480.34 | $0.00 | See FINRA Report |