Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean Joseph Cavanaugh | 2293517 | 4 | 07/17/2007 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Thomas William Duff | 2265245 | 1 | 07/11/2007 | Customer Dispute | Settled | $20,897.70 | $0.00 | See FINRA Report |
| Stephen Joseph Hollingsworth | 1328648 | 4 | 06/22/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Bradley Krivoshein | 2306138 | 1 | 06/21/2007 | Customer Dispute | Settled | $8,975.00 | $0.00 | See FINRA Report |
| Gavin Robert Burns | 2681381 | 1 | 06/19/2007 | Customer Dispute | Denied | $16,176.60 | $0.00 | See FINRA Report |
| Bevin E Hartnett | 4949051 | 1 | 06/01/2007 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| David Timothy Geske | 4517520 | 1 | 05/21/2007 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Christopher Douglas Bray | 4497654 | 4 | 05/18/2007 | Customer Dispute | Denied | $5,600.00 | $0.00 | See FINRA Report |
| Michael Wayne Cartwright | 1283474 | 1 | 04/26/2007 | Customer Dispute | Denied | $6,981.60 | $0.00 | See FINRA Report |
| Verna Viola Brand | 4586661 | 1 | 04/26/2007 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |