Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher James Demetral | 4526775 | 1 | 02/22/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Kimberly Sharkey Evans | 2846155 | 1 | 02/19/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Howley Sweeney | 3218509 | 2 | 02/13/2008 | Customer Dispute | Denied | $5,977.00 | $0.00 | See FINRA Report |
| Stephen Matthew Russell | 4409351 | 1 | 02/13/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jonathan Bradley James Schubert | 4618798 | 1 | 01/31/2008 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |
| Jeremy John Siragusa | 3007032 | 1 | 01/15/2008 | Customer Dispute | Denied | $8,331.71 | $0.00 | See FINRA Report |
| Endry Surjanto | 4840914 | 3 | 01/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Cox | 2724747 | 1 | 01/11/2008 | Customer Dispute | Denied | $36,000.00 | $0.00 | See FINRA Report |
| Neil David Snider | 1405290 | 2 | 01/08/2008 | Customer Dispute | Closed-No Action | $350,000.00 | $0.00 | See FINRA Report |
| David Gillaspy | 2885981 | 2 | 12/28/2007 | Customer Dispute | Settled | $38,310.10 | $0.00 | See FINRA Report |