Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Coleman Ellett | 5556370 | 1 | 07/05/2022 | Customer Dispute | Denied | $7,501.66 | $0.00 | See FINRA Report |
| Michael Joseph Disilvio | 840674 | 3 | 06/06/2022 | Customer Dispute | Final | $0.00 | $0.00 | See FINRA Report |
| Dean Steven Jaeger | 2340121 | 2 | 05/20/2022 | Customer Dispute | Denied | $19,874.00 | $0.00 | See FINRA Report |
| Walter Dale Crossley | 2803407 | 5 | 05/10/2022 | Customer Dispute | Denied | $22,752.40 | $0.00 | See FINRA Report |
| Jason Vincent Kunz | 4565340 | 1 | 04/22/2022 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Kevin Darnell Newmuis | 4934992 | 1 | 04/04/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Jerome Taylor | 2615789 | 1 | 03/24/2022 | Customer Dispute | Denied | $26,606.10 | $0.00 | See FINRA Report |
| Nicholas Remington Birger | 7207429 | 1 | 03/22/2022 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Kevin Thomas Kane | 2610965 | 1 | 02/14/2022 | Customer Dispute | Denied | $6,747.68 | $0.00 | See FINRA Report |
| Shane Boehm | 4539835 | 2 | 02/10/2022 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |