Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Maior Goldfarb | 1718720 | 3 | 03/17/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Edgar William Lambert | 4231711 | 1 | 03/17/2008 | Customer Dispute | Denied | $21,400.10 | $0.00 | See FINRA Report |
| Brian David Chappell | 4597882 | 2 | 03/13/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Paul Howard Weinstein | 1127507 | 2 | 03/10/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian David Chappell | 4597882 | 2 | 03/05/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael John Forster | 4958049 | 5 | 03/05/2008 | Customer Dispute | Denied | $6,184.55 | $0.00 | See FINRA Report |
| Patricia Ann Cockell | 4388803 | 1 | 03/04/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Clayton Robert Trenz | 4401426 | 2 | 02/29/2008 | Customer Dispute | Settled | $6,731.61 | $0.00 | See FINRA Report |
| Arnold Richard Riley | 849550 | 10 | 02/29/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Brooks Fowler | 3234661 | 3 | 02/28/2008 | Customer Dispute | Denied | $6,480.20 | $0.00 | See FINRA Report |