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FINRA Broker Disclosures for Raymond James Financial Services, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 671-680 out of 1,270 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Anthony R Cirocco5042371404/10/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Michael John Forster4958049504/08/2008Customer DisputeSettled$13,000.00$0.00See FINRA Report
Kelly Thumel Frohsin3075090104/05/2008Customer DisputeSettled$0.00$0.00See FINRA Report
John Arthur Malone3130851204/04/2008Customer DisputeSettled$0.00$0.00See FINRA Report
David Edgar Malone4720743204/04/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Christopher R Mariner4517297104/04/2008Customer DisputeSettled$5,000.00$0.00See FINRA Report
Paul K Kapur4285978604/02/2008Customer DisputeDenied$30,000.00$0.00See FINRA Report
Anthony R Cirocco5042371403/26/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Amy Elizabeth Hayes2305984203/26/2008Customer DisputeSettled$0.00$0.00See FINRA Report
James Edward Chaffin1539487203/25/2008Customer DisputeSettled$1,600,000.00$0.00See FINRA Report

1,270 Results

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