Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barbara Louise Wagner | 1861316 | 1 | 04/25/2008 | Customer Dispute | Denied | $5,624.12 | $0.00 | See FINRA Report |
| Adalberto Ricardo Maulini | 1990405 | 5 | 04/25/2008 | Customer Dispute | Denied | $30,188.00 | $0.00 | See FINRA Report |
| Adalberto Ricardo Maulini | 1990405 | 5 | 04/23/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Arthur Malone | 3130851 | 2 | 04/21/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Edgar Malone | 4720743 | 2 | 04/21/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Craig Crenshaw | 2532498 | 2 | 04/18/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Sydney Todd Tindall | 1579182 | 2 | 04/18/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Judith Child Singleton | 2534823 | 5 | 04/16/2008 | Customer Dispute | Settled | $375,000.00 | $0.00 | See FINRA Report |
| Ginger Cheryl Montagna | 2663146 | 2 | 04/11/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Hsun Yi Shih | 4092665 | 1 | 04/11/2008 | Customer Dispute | Denied | $38,877.00 | $0.00 | See FINRA Report |