Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bill John Callis | 2107488 | 3 | 08/29/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Scott Hunter | 4255486 | 3 | 08/28/2008 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| James Scott Hunter | 4255486 | 3 | 08/25/2008 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| David Ignatius Cudo | 1628987 | 1 | 08/20/2008 | Customer Dispute | Denied | $10,140.00 | $0.00 | See FINRA Report |
| Malcolm Whelen Greenough | 1039197 | 1 | 08/19/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Luis Reinaldo Roque | 4269755 | 1 | 08/08/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Robert Irwin | 4218745 | 1 | 08/04/2008 | Customer Dispute | Closed-No Action | $13,480.00 | $0.00 | See FINRA Report |
| Michael Joseph Irwin | 1237384 | 2 | 08/04/2008 | Customer Dispute | Closed-No Action | $13,480.00 | $0.00 | See FINRA Report |
| Nadine Costello Wilkes | 1061637 | 1 | 08/04/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Clayton Robert Trenz | 4401426 | 2 | 07/31/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |