Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Joseph Jennings | 1644332 | 4 | 10/13/2008 | Customer Dispute | Closed-No Action | $58,000.00 | $0.00 | See FINRA Report |
| Gary David Fuduloff | 2843622 | 2 | 10/10/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen J Mazzei | 1703357 | 2 | 09/26/2008 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Hyon Yong Kim | 5248548 | 2 | 09/25/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lance Skalnik | 4219104 | 2 | 09/24/2008 | Customer Dispute | Denied | $372,005.00 | $0.00 | See FINRA Report |
| Steven Benjamin Gross | 2348449 | 1 | 09/22/2008 | Customer Dispute | Denied | $7,998.70 | $0.00 | See FINRA Report |
| Francis John Girard | 2837816 | 4 | 09/13/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kelly Ray Hosek | 3268033 | 8 | 09/12/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Anthony George Brown | 2953102 | 3 | 09/09/2008 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Adalberto Ricardo Maulini | 1990405 | 5 | 08/30/2008 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |